IT Compliance Advisor:

Financial firms


November 12, 2015  8:51 AM

Fed Chair says regulatory compliance problems persist at large banks

Fran Sales Fran Sales Profile: Fran Sales
Audit and compliance, CFO, Compliance, Dodd-Frank, Finance, Financial firms, Financial industry, grc, GRC strategy, regulatory compliance, Risk management

In recent regulatory compliance news, the Federal Reserve Chairwoman testified before a House panel that very large U.S. banks still experience "substantial" GRC management failures; recent research casts doubt...

July 31, 2015  4:43 PM

Finance firms spend millions on compliance, but lack long-term strategy

Fran Sales Fran Sales Profile: Fran Sales
Chief Compliance Officer, Compliance, Dodd-Frank, Financial firms, Financial industry, GRC strategy, regulatory compliance

Numerous regulations were introduced worldwide to make financial services institutions more resilient following the monetary crisis of 2007 to 2008. Now, these regulations, which global management consulting firm Accenture collectively calls global structural reform (GSR), are having an impact on...


October 17, 2014  4:12 PM

JPMorgan Chase hackers compromised 13 other finance companies

Fran Sales Fran Sales Profile: Fran Sales
CIO, Customer data, Cyberattacks, Cybercrime, cybersecurity, Data privacy, Data security breaches, Financial firms, Financial industry, Google, Retail/point-of-sale applications, Search engines, Search Indexing

Online consumer security and privacy remains in the headlines as big-name companies continue to report cybersecurity breaches. Further investigations into the JPMorgan Chase cyberhack revealed that 13 other financial institutions' computers were also breached, while Dairy Queen and Kmart's in-store...


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