IT Compliance Advisor:

Chief Compliance Officer


March 8, 2016  4:18 PM

RSA 2016: Adobe, Google and Microsoft prepare for EU GDPR

Fran Sales Fran Sales Profile: Fran Sales
Adobe, Chief Compliance Officer, Chief Privacy Officer, Data privacy, Data protection, European Data Protection legislation, Google, Microsoft, regulatory compliance, RSA, RSA Conference, Safe Harbor

When General Data Protection Regulation -- a new EU-wide data protection framework that will replace Safe Harbor -- was introduced by European Union on December 2015, global...

February 26, 2016  9:53 AM

Privacy Shield faces challenges as regulators, businesses adapt

Fran Sales Fran Sales Profile: Fran Sales
Chief Compliance Officer, Data privacy, Data protection, European Data Protecion legislation, FTC, Safe Harbor, Surveillance

Currently, there are very few concrete details available to the public regarding Privacy Shield, the newly proposed EU-U.S. agreement that will replace the now-void Safe Harbor. In


February 24, 2016  12:07 PM

Privacy Shield details lacking, but so far varies little from Safe Harbor

Fran Sales Fran Sales Profile: Fran Sales
Chief Compliance Officer, Compliance, Data privacy, Data protection, European Data Protecion legislation, FTC, Safe Harbor

Two weeks ago, European Commissioner Věra Jourová tweeted that the text for Privacy Shield, a new framework for transatlantic data flows, will be finalized by the end of February. The agreement between the EU and the U.S....


October 15, 2015  4:15 PM

What’s compliance worth to the business?

Fran Sales Fran Sales Profile: Fran Sales
board, Chief Compliance Officer, Compliance, grc, risk

In part one of this blog post, we unpack the drivers behind the surge of demand on compliance investments and skilled staff, including new agencies that...


October 15, 2015  4:13 PM

As regulatory wave swells, boards put new focus on compliance functions

Fran Sales Fran Sales Profile: Fran Sales
Chief Compliance Officer, Compliance, grc, regulatory compliance, risk

Boards of directors are increasingly seeing the value of regulatory compliance, as the past year has seen a worldwide spike in compliance spending and the hiring of skilled compliance staff, according to data collected...


July 31, 2015  4:43 PM

Finance firms spend millions on compliance, but lack long-term strategy

Fran Sales Fran Sales Profile: Fran Sales
Chief Compliance Officer, Compliance, Dodd-Frank, Financial firms, Financial industry, GRC strategy, regulatory compliance

Numerous regulations were introduced worldwide to make financial services institutions more resilient following the monetary crisis of 2007 to 2008. Now, these regulations, which global management consulting firm Accenture collectively calls global structural reform (GSR), are having an impact on...


May 28, 2015  1:31 PM

Wall Street, small banks still plagued by regulatory compliance enforcement

Fran Sales Fran Sales Profile: Fran Sales
Banking industry, Chief Compliance Officer, Compliance, Dodd-Frank, Financial fraud, Financial industry, Financial regulations, grc, regulatory compliance

If recent headlines are any indication, Wall Street banks and other financial institutions continue to garner poor marks when it comes to regulatory compliance: Earlier this month, several major global banks pleaded guilty to federal accusations regarding the rigging of foreign exchange rates. Also...


August 21, 2014  7:58 PM

Regulatory compliance challenges mount in recession’s wake

Fran Sales Fran Sales Profile: Fran Sales
Chief Compliance Officer, CIO, Compliance, Data brokering, Data privacy, Employee training, FCC, FTC, personal data, Safe Harbor

U.S. companies, particularly those in the financial services industry, continue to wrestle with compliance regulations: Recent headlines show that the current regulatory environment remains a top issue for CEOs and that many companies have difficulty measuring the effectiveness of compliance...


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