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September 16, 2015  5:21 PM

Court rules that Dodd-Frank protects internal whistleblowers

Fran Sales Fran Sales Profile: Fran Sales
boards, Dodd-Frank, grc, GRC management, SEC, Senior management, Stock market

The Second U.S. Circuit Court last week decided that whistleblowers who report internally before going to the SEC are covered by Dodd-Frank's anti-retaliation rules. In other recent GRC headlines: New rules that address algorithmic trading risks are imminent, and a survey found that boards of...

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