IT Compliance Advisor:

Banking industry


May 28, 2015  1:31 PM

Wall Street, small banks still plagued by regulatory compliance enforcement

Fran Sales Fran Sales Profile: Fran Sales
Banking industry, Chief Compliance Officer, Compliance, Dodd-Frank, Financial fraud, Financial industry, Financial regulations, grc, regulatory compliance

If recent headlines are any indication, Wall Street banks and other financial institutions continue to garner poor marks when it comes to regulatory compliance: Earlier this month, several major global banks pleaded guilty to federal accusations regarding the rigging of foreign exchange rates. Also...

April 8, 2015  1:43 PM

New U.S. sanctions target foreign hackers; Facebook battles EU over privacy

Fran Sales Fran Sales Profile: Fran Sales
Banking industry, CIO, Compliance, Cyberattacks, Data privacy, Data protection, European Data Protecion legislation, Facebook, grc, risk

Following the recent streak of high-profile cyberattacks on U.S. companies, the Obama administration last week unveiled a program that would impose sanctions on individuals or groups overseas that are potential sources of cyberthreats. Also in the news: Facebook's privacy practices face growing...


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