Email Archiving & Compliance Blog:

November, 2011


November 11, 2011  2:19 PM

FINRA Email Archiving Requirements

Naplesguy Naplesguy Profile: Naplesguy

Email archiving is a common requirement for many different types of industries. When it comes to broker dealer compliance, FINRA is the regulator for this particular financial industry. And the email archiving requirements that FINRA has in place...


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