Regulatory Reality:

June, 2011

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June 24, 2011  2:43 PM

Is new guidance really new or worth waiting for?



Posted by: David Schneier
cloud, compliance, compliant, FDIC, FFIEC, guidance, NCUA, PCI, regulatory, Regulatory Compliance, regulatory guidance

Oh how the times have changed.  Once upon a time I was part of a group of peers who waited for new album releases, camped out over night for concert tickets and once even waited on line for the annual release of Strat-O-Matic's baseball set (perhaps the nerdiest thing I've ever done).  And all of...

June 15, 2011  4:52 PM

The trouble with ineffective controls



Posted by: David Schneier
assess, assessment, Audit, bank, banking, community bank, compliance, credit union, CU, data center, GLBA, NCUA, regulation, regulatory, Regulatory Compliance, Security

I've been visiting with my mother who lives in a gated retirement community. In order for me to gain access to the development I need to pass through a security check point at the main gate. They ask me who I'm visiting, I provide my mother's name and either they find my name on the pre-approved...


June 3, 2011  3:18 PM

What does the “E” stand for in ERM?



Posted by: David Schneier
assess, assessment, Audit, compliance, enterprise risk, enterprise risk management, ERM, GLBA, NCUA, regulations, regulatory, Regulatory Compliance, risk management

Last week while attending a banking conference I found myself in a conversation about Enterprise Risk Management (ERM).   I had made the comment that I was tired of constantly hearing different definitions of what the discipline is and how it should be applied.  It’s the...


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