FINRA Guide to IT Compliance

5 pts.
Tags:
Compliance
FINRA compliance
Infrastructure management
Infrastructure services
Network infrastructure
I am looking to set up a whole new network infrastructure for an Investment Bank - DATA and VOICE - covering ALL of their devices - onsite and remote. Does FINRA or anyone for that matter a publish a comprehensive guide with rules and regulations?

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FINRA published <a href=”http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p120779.pdf”>Regulatory Notice 10-06</a> in January 2010, which spells out specific guidelines for social media. It essentially covers all the applicable rules and regulations that firms need to adhere to in order to remain compliant with this regulatory notice. FaceTime Communications has published a <a href=”http://www.facetime.com/forms/wp_request.aspx?wpsource=lit&wpcode=finramap”>reference sheet</a> that helps organizations understand how the different features of social networking sites like Facebook, LinkedIn, and Twitter are impacted by 10-06 and what controls are available to ensure that firms remain compliant. Hope this helps.

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