IT Governance, Risk, and Compliance:

Foreign Corrupt Practices Act

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June 22, 2009  8:41 PM

Application Protection – Part IV



Posted by: Robert Davis
Accounting, Applications, COE, Council of Europe, FCPA, Financial, Foreign Corrupt Practices Act, Information Technology, IT, Laws and Regulations, OAS, OECD, Organisation for Economic Co-operation and Development, Organization of American States, Sarbanes Oxley Act, SOX

The FCPA impacts IT control requirements of U.S. publicly held enterprises. Section 78m (b), in particular, documents the legislative rules and compliance requirements of internal control evaluation reporting with regard to management's assessment of internal controls. Section 78m (b) (2) through...

June 19, 2009  1:09 PM

Application Protection – Part III



Posted by: Robert Davis
Accounting, Applications, COE, Council of Europe, FCPA, Financial, Foreign Corrupt Practices Act, Information Technology, IT, Laws and Regulations, OAS, OECD, Organisation for Economic Co-operation and Development, Organization of American States, Sarbanes Oxley Act, SOX

FCPA control measures for an adequate system of internal accounting controls include maintaining appropriate segregation of duties, allowing only authorized transaction execution, controlling access to assets, and reconciling documented assets to actual assets regularly. Completeness, accuracy,...


June 16, 2009  7:06 PM

Application Protection – Part II



Posted by: Robert Davis
Accounting, Applications, COE, Council of Europe, FCPA, Financial, Foreign Corrupt Practices Act, Information Technology, IT, Laws and Regulations, OAS, OECD, Organisation for Economic Co-operation and Development, Organization of American States, Sarbanes Oxley Act, SOX

The FCPA codifies bribery of foreign officials as a criminal offense for U.S. publicly held companies, requires accurate financial-transactions accounting, and amends the Securities Exchange Act of 1934....


June 12, 2009  6:36 PM

Application Protection – Part I



Posted by: Robert Davis
Accounting, Applications, COE, Council of Europe, FCPA, Financial, Foreign Corrupt Practices Act, Information Technology, IT, Laws and Regulations, OAS, OECD, Organisation for Economic Co-operation and Development, Organization of American States, Sarbanes Oxley Act, SOX

Legacy law or regulation replacement is a common occurrence within most governments when circumstances appear to discredit legal mandate enforcement. However, the U.S. Sarbanes-Oxley Act (SOX) of 2002...


February 23, 2009  9:26 PM

Legal Compliance Alignment – Part IV



Posted by: Robert Davis
FCPA, Foreign Corrupt Practices Act, GLBA, Gramm-Leach-Bliley Act, Health Insurance Portability and Accountability Act, HIPAA, IAP, Information Asset Protection, Information Security Governance, Information Security Management, ISG, ISM, Sarbanes Oxley Act, SOA, SOX

When exploring links between national and international arenas, the information security manager will discover international developments decisively impact national laws. Specifically, regional coalitions have enacted IAP related edicts that subsequently were codified in national laws and...


February 19, 2009  8:47 PM

Legal Compliance Alignment – Part III



Posted by: Robert Davis
FCPA, Foreign Corrupt Practices Act, GLBA, Gramm-Leach-Bliley Act, Health Insurance Portability and Accountability Act, HIPAA, IAP, Information Asset Protection, Information Security Governance, Information Security Management, ISG, ISM, Sarbanes Oxley Act, SOA, SOX

There are numerous global, regional as well as national laws and regulations focusing on information assets protection (IAP) requiring professional consideration. In particular, at...


February 16, 2009  8:00 PM

Legal Compliance Alignment – Part II



Posted by: Robert Davis
FCPA, Foreign Corrupt Practices Act, GLBA, Gramm-Leach-Bliley Act, Health Insurance Portability and Accountability Act, HIPAA, IAP, Information Asset Protection, Information Security Governance, Information Security Management, ISG, ISM, Sarbanes Oxley Act, SOA, SOX

Simultaneous compliance with multiple laws and regulations can create unique challenges for most entities. Selectively, potential compliance hurdles include distinct internal management groups pursuing equivalent goals; diverse audit perspectives, priorities, and requirements; as well as confusion...


February 12, 2009  10:22 PM

Legal Compliance Alignment – Part I



Posted by: Robert Davis
FCPA, Foreign Corrupt Practices Act, GLBA, Gramm-Leach-Bliley Act, Health Insurance Portability and Accountability Act, HIPAA, IAP, Information Asset Protection, Information Security Governance, Information Security Management, ISG, ISM, Sarbanes Oxley Act, SOA, SOX

Institutionalized information security governance defines the information assets safeguarding perimeter inside which an entity should operate. Whereas, legal compliance management ensures structural boundary segments are sturdy and the entity consistently fulfills its mission within externally...


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