IT Compliance Advisor:

Compliance


May 28, 2015  1:31 PM

Wall Street, small banks still plagued by regulatory compliance enforcement

Fran Sales Fran Sales Profile: Fran Sales
Banking industry, Chief Compliance Officer, Compliance, Dodd-Frank, Financial fraud, Financial industry, Financial regulations, grc, regulatory compliance

If recent headlines are any indication, Wall Street banks and other financial institutions continue to garner poor marks when it comes to regulatory compliance: Earlier this month, several major global banks pleaded guilty to federal accusations regarding the rigging of foreign exchange rates. Also...

May 6, 2015  4:44 PM

SEC calls for more executive pay transparency; proposed law could allow hacked firms to keep mum

Fran Sales Fran Sales Profile: Fran Sales
Cell phones, CIO, Compliance, Customer data, Data breach disclosure, Data breach notification laws, Data privacy, Dodd-Frank, FBI, gps, Hacking, SEC, tracking

The Securities and Exchange Commission (SEC) is pushing to provide U.S. shareholders with better metrics to compare executive pay against company performance. In other GRC headlines from recent weeks: A new law moving through Congress could allow breached companies to keep intrusions under wraps;...


April 8, 2015  1:43 PM

New U.S. sanctions target foreign hackers; Facebook battles EU over privacy

Fran Sales Fran Sales Profile: Fran Sales
Banking industry, CIO, Compliance, Cyberattacks, Data privacy, Data protection, European Data Protecion legislation, Facebook, grc, risk

Following the recent streak of high-profile cyberattacks on U.S. companies, the Obama administration last week unveiled a program that would impose sanctions on individuals or groups overseas that are potential sources of cyberthreats. Also in the news: Facebook's privacy practices face growing...


March 26, 2015  1:36 PM

FBI takes a step toward broader hacking authority; most companies fail PCI compliance tests

Fran Sales Fran Sales Profile: Fran Sales
Compliance, Compliance Assessment, Cybersecurity legislation, Data privacy, FBI, NSA, online privacy, PCI compliance, PCI DSS, Privacy Protection

The FBI's quest to expand its hacking authority moved forward last week: A judicial advisory panel approved a rule change regarding how flexible judges can be in granting search warrants outside the bounds of their geographical jurisdiction. Also in the news recently: The Pentagon launched a...


March 11, 2015  5:51 PM

Will weak incentives for security investment force regulatory intervention?

Fran Sales Fran Sales Profile: Fran Sales
CIO, Compliance, Consumer data, cybersecurity, Data breach, Data privacy, Data protection, Forrester, FTC, Governance, grc, GRC strategy, Information security, personal data, Risk assessment, Risk management

Data breaches have been intensifying in recent years, but security expert Benjamin Dean argues that many companies still lack motivation to invest in more robust information security. Also in headlines from the past few weeks: The U.S. and European governments set their sights on data processing...


December 11, 2014  6:31 PM

North Korea applauds Sony breach but denies responsibility

Fran Sales Fran Sales Profile: Fran Sales
CIO, Compliance, Cyberattacks, Cybercrime, cybersecurity, Data security breaches, grc, Hack, Information security, Startups

Sony is the latest big-name company to have its computer network hacked. Corporate information and entire films were leaked online in what some suspect is retaliation by the North Korean government. In other governance, risk and compliance (GRC) news, a growing number of U.S. law schools are...


September 19, 2014  3:58 PM

Former staffers spill on Home Depot’s lacking customer data protection

Fran Sales Fran Sales Profile: Fran Sales
CIO, Compliance, Data breach, Data protection, Governance, regulatory compliance, SEC

Five former Home Depot employees claim the company lacked adequate customer data protection tools and that executives discouraged security system improvements that could have helped prevent the widespread hack of its payment systems earlier this month. Also in compliance and governance news this...


August 21, 2014  7:58 PM

Regulatory compliance challenges mount in recession’s wake

Fran Sales Fran Sales Profile: Fran Sales
Chief Compliance Officer, CIO, Compliance, Data brokering, Data privacy, Employee training, FCC, FTC, personal data, Safe Harbor

U.S. companies, particularly those in the financial services industry, continue to wrestle with compliance regulations: Recent headlines show that the current regulatory environment remains a top issue for CEOs and that many companies have difficulty measuring the effectiveness of compliance...


July 9, 2014  1:20 PM

As privacy issues make political waves, GRC jobs on the rise

Fran Sales Fran Sales Profile: Fran Sales
CIO, Compliance, Data privacy, grc, Microsoft, Security risk

Data privacy continues to make waves, both in the U.S. and abroad, as recent tech headlines highlighted the Obama administration's promise to extend data protection rights to European citizens and a Supreme Court cell phone privacy ruling. Also attracting attention in recent weeks: how increasing...


June 25, 2014  7:58 PM

Trust a must as consumers more wary of big data usage and privacy

Fran Sales Fran Sales Profile: Fran Sales
Big Data, CIO, Compliance, Data, Data brokering, Data privacy, email privacy

Big data was (unsurprisingly) in the spotlight in recent headlines, with a particular focus on consumer data privacy. 'Privacy paradox,' compliance costs challenge data-driven companies The proliferation of smartphones and the convenience of such Internet services as online...


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