IT Compliance Advisor:

July, 2015

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July 31, 2015  4:43 PM

Finance firms spend millions on compliance, but lack long-term strategy

Fran Sales Fran Sales Profile: Fran Sales
Chief Compliance Officer, Compliance, Dodd-Frank, Financial firms, Financial industry, GRC strategy, regulatory compliance

Numerous regulations were introduced worldwide to make financial services institutions more resilient following the monetary crisis of 2007 to 2008. Now, these regulations, which global management consulting firm Accenture collectively calls global structural reform (GSR), are having an impact on...

July 22, 2015  8:39 PM

Dodd-Frank creators discuss the law’s impact; SEC leads FIFA bribery probe

Fran Sales Fran Sales Profile: Fran Sales
Compliance, Dodd-Frank, grc, SEC

Five years after the Dodd-Frank Act was enacted, the creators of the law contemplate the wide-ranging legislation's impact on the financial and banking industries. Also in recent GRC news: The SEC heads a civil probe into public companies potentially involved in the FIFA bribery scandal, and...


July 9, 2015  9:25 PM

SEC commissioner calls for expanded Reg SCI; PCI SCC updates P2P standard

Fran Sales Fran Sales Profile: Fran Sales
Compliance, cybersecurity, Data Encryption, Dodd-Frank, Financial regulations, grc, PCI, PCI DSS, regulatory compliance, SEC

SEC commissioner Luis Aguilar strongly urged his colleagues at a cybersecurity conference last month to push Reg SCI up on their priority lists, particularly in terms of widening the...


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