IT Compliance Advisor:

May, 2014

1

May 22, 2014  5:14 PM

Corporate culture plays huge role in SEC investigation, enforcement

Ben Cole Ben Cole Profile: Ben Cole
CIO, Compliance, Corporate culture, grc, SEC

Four years ago, the Securities and Exchange Commission announced an initiative that offered incentives for assisting with SEC investigations and enforcement. The goal was to help investigators gain first-hand evidence to...

1

Forgot Password

No problem! Submit your e-mail address below. We'll send you an e-mail containing your password.

Your password has been sent to: