Regulatory Compliance, Governance and Security:

internal controls

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July 24, 2009  7:53 PM

SAS 70 Audit and Compliance | Financial Services are Next in Line



Posted by: Charles Denyer
charles denyer, internal control audit, internal controls, obama, Registered Invesment Advisers, RIA, sas 70 type ii, Statement on Auditing Standards No. 70, suprise audit

SAS 70 Audit and Compliance will soon be entering the financial services and financial sector in a much more in-depth manner in the coming years. Sure, SAS 70 audits have been widely used on asset accounting, hedge funds, trust establishments, but the push will be much further and deeper in the...

May 10, 2009  2:59 PM

COSO | SAS 55 | SAS 70 | SAS 78 | Understanding the Relationship



Posted by: Charles Denyer
aicpa, american institute of certified public accountants, charles denyer, coso, internal controls, sas 55, SAS 70, SAS 70 Type I, sas 78, The Committee of Sponsoring Organizations of the Treadway Commission, type ii audit

COSO is a widely used and accepted internal control framework in today's growing corporate governance initiatives. It's also heavily found in Statement on Auditing Standards No. 70 (SAS 70) audits. The Committee of Sponsoring Organizations of the Treadway Commission (COSO) framework essentially...


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