Regulatory Compliance, Governance and Security:

internal control audit


July 24, 2009  7:53 PM

SAS 70 Audit and Compliance | Financial Services are Next in Line

Posted by: Charles Denyer
charles denyer, internal control audit, internal controls, obama, Registered Invesment Advisers, RIA, sas 70 type ii, Statement on Auditing Standards No. 70, suprise audit

SAS 70 Audit and Compliance will soon be entering the financial services and financial sector in a much more in-depth manner in the coming years. Sure, SAS 70 audits have been widely used on asset accounting, hedge funds, trust establishments, but the push will be much further and deeper in the...


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