Sister CISA CISSP

May 1 2008   5:16PM GMT

Tips for Admins: How (NOT) to Have an Good IT Audit

Arian Eigen Heald Arian Eigen Heald Profile: Arian Eigen Heald

Over the years, I’ve gotten used to the people I “visit” trying really hard not to make faces when I’m introduced. Nobody likes to see an auditor roll in the door. I try to make it as easy as possible, and whatever I can to fit into the schedules of busy engineers and managers. But I’ve also gotten used to some tell-tale signs that the audit is not going to go well:

Don’t prepare any information in advance and tell me you’re very busy
We send out requests for information a month in advance and offer custom scripts to help get the information easily. It’s usually information you should have at your fingertips – user lists, MBSA scans, router configurations, etc. Database queries take a little more time. I know you’re really busy – what admin isn’t? When I don’t get any information, it doesn’t make you look busy, it makes you look incompetent.

Don’t answer my emails or phone calls
If your manager has told you to do this, route my requests directly to him, and cc me. Then you’re off the hook and your manager can look bad. That’s what they’re there for. If you’re just avoiding me, well, see the note above.

Be condescending about technical issues
Yes, I know IT Auditors don’t know your systems as well as you do, and we never will. We have to ask for dumb things. Be patient and tolerant, and we’re much more likely to be helpful.

Don’t allow my laptop on your network because “it’s a security issue.”
Please don’t embarrass yourself this way. A competent engineer can route us directly out the firewall without ever touching the network. This statement means you’re either incompetent, lazy, or hiding something. Not to mention the fact that I’ve been vetted, ‘scoped and checked across multiple continents AND my company has a boatload of liability insurance. I break it, I own it. Smile, your network is safe due to your competence, isn’t it? Make it look easy.

Stonewall giving me access to critical systems because “you might break something.”
Other than questioning my technical competence, (thanks!) it tells me that you’re afraid I’m going to find something you don’t want me to see. Truly secure and resilient systems can recover from almost anything an admin can do to them. If your systems aren’t that secure or able to fail over, acknowledge it upfront. We’ll work out what I need to see together.

Lie outright.
I can count on the fingers of one hand (and not use all the fingers) the systems I’ve seen where the engineers and managers have been proud to walk me through and show me what they are doing. I love being “wowed.” I don’t get that very often, and I really enjoy seeing a well run network.

I’ve also had engineers take me aside and reveal security issues they were concerned about that weren’t being addressed, and I keep those sources as confidential as I can. If you tell me where the problems are, then I know you are not the problem. If you are losing sleep over some issue, share the pain – I can lose sleep, too. You can use an auditor’s report to get management to pay attention to security issues.

Make the most of my visit. Ask lots of questions. Understand why I’m asking what I’m asking for. It will make your job easier, and I’ll be out of your hair sooner. And who knows, you might want to be an IT Auditor someday. You’d probably be really good at it, because you would know where to look.

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